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Margaret Anne Elder Sandy

The Welch Group, LLC

Birmingham, AL

CRD 7498970

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Employer firm

The Welch Group, LLC CRD 111273

$3.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ADVICE ON MATTERS NOT INVOLVING SECURITIES.

From the firm’s Form ADV. Read the guides:

Current Employers
The Welch Group, Llc

3940 Montclair Rd Fifth Floor, Birmingham, AL 35213 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-06
AL RA APPROVED 2022-05-23
  • TX RA
    APPROVED
    Since 2022-11-06
  • AL RA
    APPROVED
    Since 2022-05-23

Branch Locations

3940 Montclair Rd Fifth Floor, Birmingham, AL 35213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Welch Group, Llc Birmingham AL 01/2022 Present
Warren Averett Asset Management Birmingham AL 05/2021 09/2021
The University Of Alabama Birmingham AL 01/2020 12/2021
Monkees Of Mountain Brook Birmingham AL 01/2019 08/2021
Realtysouth Birmingham AL 10/2018 09/2019
Shipt, Llc Birmingham AL 08/2015 07/2018
  • 01/2022 → Present
    The Welch Group, Llc
    Birmingham, AL
  • 05/2021 → 09/2021
    Warren Averett Asset Management
    Birmingham, AL
  • 01/2020 → 12/2021
    The University Of Alabama
    Birmingham, AL
  • 01/2019 → 08/2021
    Monkees Of Mountain Brook
    Birmingham, AL
  • 10/2018 → 09/2019
    Realtysouth
    Birmingham, AL
  • 08/2015 → 07/2018
    Shipt, Llc
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-21
  • S65 Uniform Investment Adviser Law Examination
    2022-05-21
Designations
  • Certified Financial Planner
Other Names
  • Greta Sandy

View on SEC IAPD

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