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John W Lucas

Morgan Stanley

Stamford, CT

CRD 7498667

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-03
CT RA APPROVED 2023-01-09
  • TX RA
    APPROVED
    Since 2023-02-03
  • CT RA
    APPROVED
    Since 2023-01-09

Branch Locations

4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Stamford CT 06/2022 Present
Reliant Funding Fairfield CT 06/2021 08/2021
Morgan Stanley Smith Barney Llc Fairfield CT 02/2022 06/2022
Full-Time Education Fairfield CT 01/2005 04/2022
  • 06/2022 → Present
    Morgan Stanley Smith Barney Llc
    Stamford, CT
  • 06/2021 → 08/2021
    Reliant Funding
    Fairfield, CT
  • 02/2022 → 06/2022
    Morgan Stanley Smith Barney Llc
    Fairfield, CT
  • 01/2005 → 04/2022
    Full-Time Education
    Fairfield, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09
Other Names
  • Will Lucas

View on SEC IAPD

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