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Principal Advised Services CRD 297324
$1.42B regulatory AUM 16,537 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-06-14 |
| MN | RA | APPROVED | 2024-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Populus Group | Minneapolis | MN | 07/2017 | 12/2017 |
| Medtronic | Mounds View | MN | 05/2016 | 09/2016 |
| Full Time Student | Madison | WI | 09/2016 | 07/2017 |
| Unemployed | Maplewood | MN | 12/2017 | 03/2018 |
| Larchmont Golf Course | Missoula | MT | 03/2018 | 07/2018 |
| Unemployed | Hudson | WI | 07/2018 | 04/2019 |
| Troy Burne Golf Club | Hudson | WI | 04/2019 | 08/2020 |
| Unemployed | Hudson | WI | 08/2020 | 03/2021 |
| Kindercare Learning Centers | Woodbury | MN | 03/2021 | 11/2021 |
| Associate Staffing | Charlotte | NC | 11/2021 | 03/2022 |
| Principal Securities, Inc. | Saint Paul | MN | 02/2022 | Present |
| Principal Advised Services | Saint Paul | MN | 04/2024 | Present |
| Principal Life Insurance Company | Saint Paul | MN | 03/2024 | Present |
| Principal Life Insurance Co | Saint Paul | MN | 02/2022 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-11 |
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