Sally-ann Pauw

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-07
MD	RA	APPROVED	2022-11-16

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bethesda	MD	12/2021	Present
Independent Consultant	Accra		01/2019	03/2019
Independent Consultant	Accra		11/2017	12/2018
Akldp - Usaid	Addis Ababa		12/2016	01/2017
Unemployed	Accra		04/2019	03/2020
Unemployed	Vleesbaai		03/2020	07/2020
Unemployed	Rockville	MD	08/2020	11/2021
Unemployed	Addis Ababa		01/2016	11/2016
Unemployed	Addis Ababa		02/2017	06/2017
Unemployed	Accra		07/2017	10/2017

12/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bethesda, MD
01/2019 → 03/2019

Independent Consultant

Accra
11/2017 → 12/2018

Independent Consultant

Accra
12/2016 → 01/2017

Akldp - Usaid

Addis Ababa
04/2019 → 03/2020

Unemployed

Accra
03/2020 → 07/2020

Unemployed

Vleesbaai
08/2020 → 11/2021

Unemployed

Rockville, MD
01/2016 → 11/2016

Unemployed

Addis Ababa
02/2017 → 06/2017

Unemployed

Addis Ababa
07/2017 → 10/2017

Unemployed

Accra

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-28