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David Paul Smith

Edward Jones

Dallas, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-02-16
  • TX RA
    APPROVED
    Since 2007-02-16

Branch Locations

5000 Quorum Drive Suite 175, Dallas, TX 75254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2006 Present
Other Businesses

OWN A VERY SMALL HOME-BASED GUMBALL MACHINE BUSINESS CALLED, FUN TIME VENDING, STARTED IN 2005. THIS BUSINESS HAS 5 MACHINES SERVICED MONTHLY, TIME INVOLVED IS 5 HOURS MONTHLY. RELATED. Horizon Consulting Associates LLC Type of business: Retail Royce City, TX Start date: 8/11/2021 Manager Hours per week: 8 Hours during trading: 0 Weekend trade show product (toys/freeze dried food/some ammo) sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-13
  • S66 Uniform Combined State Law Examination
    2006-09-13
Other Names
  • David P Smith

View on SEC IAPD

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