Matthew J Capozzi

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → 11/2023
  Fidelity Investments
  Smithfield, RI
• 08/2019 → 01/2022
  Wines & More Of Ri
  Cranston, RI
• 08/2018 → 05/2021
  Hilltop Cafeteria
  Orono, ME
• 03/2015 → 12/2016
  Citizens Bank
  Cranston, RI
• 01/2014 → 05/2018
  Community College Of Rhode Island
  Warwick, RI
• 08/2018 → 05/2021
  University Of Maine
  Orono, ME
• 09/2024 → Present
  Ameriprise Financial Services, Llc
  Warwick, RI
• 02/2024 → 04/2024
  New York Life
  Johnston, RI
• 04/2024 → 09/2024
  Unemployed
  Cranston, RI

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-20
• S63 Uniform Securities Agent State Law Examination
  2022-06-06

Other Names

• Matthew John Capozzi
• Matt Capozzi
• Matthew Capozzi
• Matthew J Capozzi