Aaron Jonathan Frazier

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2025-08-14
VT	RA	APPROVED	2025-08-14
TX	RA	APPROVED	2024-04-15

Branch Locations

Plano, TX • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments	Westlake	TX	01/2022	10/2022
Self Employed/Primerica	Long Island City	NY	04/2020	01/2022
Unemployed	Long Island City	NY	12/2019	04/2020
Barclays Investment Bank	New York	NY	04/2014	12/2019
Fisher Investments	Plano	TX	11/2022	03/2024
Fidelity Distributors Company Llc	Westlake	TX	01/2022	10/2022
Tiaa	Frisco	TX	04/2024	Present
Tiaa-Cref Individual & Institutional Services, Llc	Frisco	TX	04/2024	Present

01/2022 → 10/2022

Fidelity Investments

Westlake, TX
04/2020 → 01/2022

Self Employed/Primerica

Long Island City, NY
12/2019 → 04/2020

Unemployed

Long Island City, NY
04/2014 → 12/2019

Barclays Investment Bank

New York, NY
11/2022 → 03/2024

Fisher Investments

Plano, TX
01/2022 → 10/2022

Fidelity Distributors Company Llc

Westlake, TX
04/2024 → Present

Tiaa

Frisco, TX
04/2024 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Frisco, TX

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-13
S63	Uniform Securities Agent State Law Examination	2022-04-06