Seth Chadwick

Employer firm

Compass Capital Corporation CRD 112323

$664M regulatory AUM 1,371 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 02/2019
  Suntrust Investment Services, Inc
  Atlanta, GA
• 08/2016 → 02/2019
  Suntrust Advisory Services
  Atlanta, GA
• 02/2019 → Present
  Compass Capital Corporation
  Braintree, MA
• 04/2019 → Present
  Compass Securities Corporation
  Braintree, MA

Previous Registrations

• 2016-08-24 → 2019-02-21
  Truist Advisory Services, Inc.
  Tampa, FL
  Tampa, FL
  Lutz, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
• 2012-08-27 → 2016-12-31
  Truist Investment Services, Inc.
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Lutz, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
  Tampa, FL
• 2010-02-25 → 2012-08-10
  Bb&T Investment Services, Inc.
  The Villages, FL
  Leesburg, FL
  Fruitland Park, FL
  Wildwood, FL
  Lady Lake, FL
  Bushnell, FL
  Leesburg, FL
  The Villages, FL
  Charlotte, NC
• 2009-05-28 → 2010-02-18
  Chase Investment Services Corp.
  Casselberry, FL
  Wesley Chapel, FL
  Palm Harbor, FL
  Spring Hill, FL
  Brooksville, FL
  New Port Richey, FL
  Land O Lakes, FL
  New Port Richey, FL
  Saint Petersburg, FL
• 2007-02-20 → 2008-07-02
  Invest Financial Corporation
  Appleton, WI
  Tampa, FL
  Appleton, WI
  Naples, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-28
• S63 Uniform Securities Agent State Law Examination
  1999-02-05

Other Names

• Seth Collin Chadwick