Ashveen Avikesh Goundar

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

CRD 7497543

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-04-23

CA RA
APPROVED

Since 2022-04-23

Branch Locations

2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States

34356 Alvarado Niles Rd, Union City, CA 94587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Hayward	CA	01/2022	Present
Wells Fargo Bank, Na	Hayward	CA	10/2016	Present
Jack In The Box	Hayward	CA	08/2016	07/2019
Nations Hamburger	Hayward	CA	08/2019	05/2020
Jack In The Box	Tracy	CA	08/2020	Present

01/2022 → Present

Wells Fargo Clearing Services, Llc

Hayward, CA
10/2016 → Present

Wells Fargo Bank, Na

Hayward, CA
08/2016 → 07/2019

Jack In The Box

Hayward, CA
08/2019 → 05/2020

Nations Hamburger

Hayward, CA
08/2020 → Present

Jack In The Box

Tracy, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-22

S66 Uniform Combined State Law Examination

2022-04-22

View on SEC IAPD

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