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Inactive

Stephanie A Dunbar

Dakota Wealth, LLC

Palm Beach Gardens, FL

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Current Employers
Dakota Wealth, Llc

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-08
FL RA APPROVED 2025-05-01
  • MA RA
    APPROVED
    Since 2025-05-08
  • FL RA
    APPROVED
    Since 2025-05-01

Branch Locations

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vigilant Wealth Management Portsmouth NH 01/2021 06/2023
Perspecta Trust Hampton NH 01/2017 09/2018
Hightower Advisors, Llc Portsmouth NH 06/2023 04/2025
Dakota Wealth, Llc Palm Beach Gardens FL 04/2025 Present
Vigilant Wealth Management Portsmouth NH 09/2018 01/2021
Perspecta Trust Hampton NH 10/2015 01/2017
  • 01/2021 → 06/2023
    Vigilant Wealth Management
    Portsmouth, NH
  • 01/2017 → 09/2018
    Perspecta Trust
    Hampton, NH
  • 06/2023 → 04/2025
    Hightower Advisors, Llc
    Portsmouth, NH
  • 04/2025 → Present
    Dakota Wealth, Llc
    Palm Beach Gardens, FL
  • 09/2018 → 01/2021
    Vigilant Wealth Management
    Portsmouth, NH
  • 10/2015 → 01/2017
    Perspecta Trust
    Hampton, NH
Previous Registrations
  • 2023-06-30 → 2025-04-01
    Hightower Advisors, Llc
    Chicago, IL
    Portsmouth, NH
  • 2022-02-13 → 2023-07-19
    Vigilant Wealth Management
    Portsmouth, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-09
  • S65 Uniform Investment Adviser Law Examination
    2022-02-09
Designations

View on SEC IAPD

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