Margaret Nickens

Current Employers

Employment History

• 07/2016 → 06/2017
  Goldrick Elementary
  Denver, CO
• 07/2017 → 06/2020
  Highline Academy Northeast
  Denver, CO
• 06/2020 → Present
  Elm3 Financial Group, Llc
  Alpharetta, GA
• 05/2026 → Present
  Root & Web Community Financial Llc
  Denver, CO

Other Businesses

Margaret Nickens is the owner and founder of Root & Web Community Financial LLC as well as the Chief Compliance Officer of Elm3 Financial Group. Margaret offers their compliance services to Elm3 Financial Group via an independent contractor relationship between Root & Web and Elm3. For Root & Web, Margaret provides investment advisory and financial planning services to retail clients. Doing so requires around 100 hours per month, of which 50%-60% occurs during trading hours. The business is located at 1500 N Grant St Ste R, Denver, CO 80203. The business began in May 2026. For Elm3 Financial Group, Margaret runs their compliance program, which takes around 100 hours per month, around 40%-50% occurs during trading hours. The contract relationship began in May 2026. The business is located at 5755 North Point Pkwy Suite 92 Alpharetta, GA 30022.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-01-18

Designations