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234 1St Street, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-29 |
Branch Locations
5335 Gate Pkwy Suite 101, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Arkansas | Fayetteville | AR | 08/2014 | 12/2020 |
| Dave Bass Industries | Faytteville | AR | 08/2019 | 02/2021 |
| Unemployed | Aurora | CO | 02/2021 | 04/2021 |
| Schomp Mini | Highlands Ranch | CO | 04/2021 | 01/2022 |
| Tyson Foods | Springdale | AR | 05/2019 | 05/2020 |
| Hayseed Ventures | Fayetteville | AR | 01/2016 | 03/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2022 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Greenwood Vlg | CO | 03/2022 | 05/2022 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 07/2022 | 08/2024 |
| Sofi Securities, Llc | Jacksonville | FL | 08/2024 | Present |
| Sofi Wealth, Llc | San Franciso | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-03 |
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