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Current Employers
Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-29
  • FL RA
    APPROVED
    Since 2024-08-29

Branch Locations

5335 Gate Pkwy Suite 101, Jacksonville, FL 32256 • United States

234 1St Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Arkansas Fayetteville AR 08/2014 12/2020
Dave Bass Industries Faytteville AR 08/2019 02/2021
Unemployed Aurora CO 02/2021 04/2021
Schomp Mini Highlands Ranch CO 04/2021 01/2022
Tyson Foods Springdale AR 05/2019 05/2020
Hayseed Ventures Fayetteville AR 01/2016 03/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2022 05/2022
Northwestern Mutual Investment Services Llc Greenwood Vlg CO 03/2022 05/2022
Charles Schwab & Co., Inc. Lone Tree CO 07/2022 08/2024
Sofi Securities, Llc Jacksonville FL 08/2024 Present
Sofi Wealth, Llc San Franciso CA 08/2024 Present
  • 08/2014 → 12/2020
    University Of Arkansas
    Fayetteville, AR
  • 08/2019 → 02/2021
    Dave Bass Industries
    Faytteville, AR
  • 02/2021 → 04/2021
    Unemployed
    Aurora, CO
  • 04/2021 → 01/2022
    Schomp Mini
    Highlands Ranch, CO
  • 05/2019 → 05/2020
    Tyson Foods
    Springdale, AR
  • 01/2016 → 03/2018
    Hayseed Ventures
    Fayetteville, AR
  • 02/2022 → 05/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2022 → 05/2022
    Northwestern Mutual Investment Services Llc
    Greenwood Vlg, CO
  • 07/2022 → 08/2024
    Lone Tree, CO
  • 08/2024 → Present
    Sofi Securities, Llc
    Jacksonville, FL
  • 08/2024 → Present
    San Franciso, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-03
  • S66 Uniform Combined State Law Examination
    2023-02-03
Other Names
  • Ryan Cary Richardson

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