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George William Griggs

LPl Enterprise, LLC

Matthews, NC

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-12-02
  • NC RA
    APPROVED
    Since 2024-12-02

Branch Locations

2501-A Plantation Center Drive, Matthews, NC 28105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Charlotte NC 05/2024 11/2024
Charlotte Catholic High School Charlotte NC 06/2015 05/2019
Pine Lake Country Club Mint Hill NC 01/2019 08/2019
Northwestern Mutual Greenville NC 05/2022 08/2022
Carroll Financial Charlotte NC 12/2022 01/2023
Kemble Financial Llc Matthews NC 05/2023 Present
East Carolina University Greenville NC 08/2019 12/2023
Lpl Enterprise, Llc Charlotte NC 11/2024 Present
  • 05/2024 → 11/2024
    Pruco Securities Llc
    Charlotte, NC
  • 06/2015 → 05/2019
    Charlotte Catholic High School
    Charlotte, NC
  • 01/2019 → 08/2019
    Pine Lake Country Club
    Mint Hill, NC
  • 05/2022 → 08/2022
    Northwestern Mutual
    Greenville, NC
  • 12/2022 → 01/2023
    Carroll Financial
    Charlotte, NC
  • 05/2023 → Present
    Kemble Financial Llc
    Matthews, NC
  • 08/2019 → 12/2023
    East Carolina University
    Greenville, NC
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-09
  • S66 Uniform Combined State Law Examination
    2024-10-09
Other Names
  • George William Griggs
  • George William Griggs

View on SEC IAPD

Other Firms

NEXUS CAPITAL INC
EDWARD JONES
FOUNDERS FINANCIAL SECURITIES LLC
FAMILY WEALTH PARTNERS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC

Other Investors

ANUP A DESAI
Nadir Kabir Noorani
AFZAL SADRUDDIN MITHWANI
Ashton L Dufresne
Collin J Brantmeyer
Joseph A Marano
BRADLEY PHILLIP KELLEN
DAVID REID

Other Offices

NEXUS CAPITAL INC · MATTHEWS, NC
EDWARD JONES · MATTHEWS, NC
FOUNDERS FINANCIAL SECURITIES LLC · Matthews, NC
FAMILY WEALTH PARTNERS, LLC · MATTHEWS, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Matthews, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MATTHEWS, NC
LPL ENTERPRISE, LLC · STALLING, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Charlotte, NC

More in Matthews, NC

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