George William Griggs

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → 11/2024
  Pruco Securities Llc
  Charlotte, NC
• 06/2015 → 05/2019
  Charlotte Catholic High School
  Charlotte, NC
• 01/2019 → 08/2019
  Pine Lake Country Club
  Mint Hill, NC
• 05/2022 → 08/2022
  Northwestern Mutual
  Greenville, NC
• 12/2022 → 01/2023
  Carroll Financial
  Charlotte, NC
• 05/2023 → Present
  Kemble Financial Llc
  Matthews, NC
• 08/2019 → 12/2023
  East Carolina University
  Greenville, NC
• 11/2024 → Present
  Lpl Enterprise, Llc
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2024-10-09

Other Names

• George William Griggs
• George William Griggs