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Adam Philipp

Philipp Capital Advisors

Shaker Heights, OH

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Current Employers
Philipp Capital Advisors

Shaker Heights, OH • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-17
  • OH RA
    APPROVED
    Since 2024-09-17

Branch Locations

Shaker Heights, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Cleveland OH 02/2022 06/2024
Cedar Brook Financial Partners Cleveland OH 01/2022 06/2024
Adam J. Philipp, Esq. Shaker Heights OH 08/2020 01/2022
Calfee Halter & Griswold Cleveland OH 06/2019 08/2020
Jones Day Cleveland OH 01/2016 01/2019
Self-Employed Shaker Heights OH 01/2019 06/2019
Self-Employed Shaker Heights OH 08/2020 01/2022
Seia Llc Cleveland OH 06/2024 07/2024
Philipp Capital Advisors Llc Beachwood OH 07/2024 Present
  • 02/2022 → 06/2024
    Cadaret, Grant & Co., Inc.
    Cleveland, OH
  • 01/2022 → 06/2024
    Cedar Brook Financial Partners
    Cleveland, OH
  • 08/2020 → 01/2022
    Adam J. Philipp, Esq.
    Shaker Heights, OH
  • 06/2019 → 08/2020
    Calfee Halter & Griswold
    Cleveland, OH
  • 01/2016 → 01/2019
    Jones Day
    Cleveland, OH
  • 01/2019 → 06/2019
    Self-Employed
    Shaker Heights, OH
  • 08/2020 → 01/2022
    Self-Employed
    Shaker Heights, OH
  • 06/2024 → 07/2024
    Seia Llc
    Cleveland, OH
  • 07/2024 → Present
    Philipp Capital Advisors Llc
    Beachwood, OH
Previous Registrations
  • 2024-06-20 → 2024-07-19
    Seia
    Los Angeles, CA
    Cleveland, OH
  • 2022-07-15 → 2024-07-01
    Cedar Brook Group
    Cleveland, OH
  • 2022-02-28 → 2024-06-17
    Cadaret, Grant & Co., Inc.
    Cleveland, OH
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-13
  • S65 Uniform Investment Adviser Law Examination
    2021-11-13
Designations

View on SEC IAPD

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