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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-03 |
| MO | RA | APPROVED | 2025-07-31 |
Branch Locations
400 Chesterfield Ctr, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | St Louis | MO | 07/2019 | 05/2025 |
| Unemployed | Phoenix | AZ | 05/2019 | 07/2019 |
| Penn National Gaming | St. Louis | MO | 09/2008 | 05/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ellisville | MO | 05/2025 | Present |
| Hollywood Casino | Maryland Heights | MO | 09/2008 | 05/2019 |
| Unemployed | Wentzville | MO | 05/2025 | 05/2025 |
| Bank Of America, N.A. | Ellisville | MO | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-06 |
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