Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-05-13 |
| TX | RA | APPROVED | 2022-07-11 |
| NY | RA | APPROVED | 2022-07-06 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
100 Campus Dr, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 01/2022 | Present |
| Worth Magazine | New York | NY | 06/2016 | 02/2018 |
| Allison+Partners | New York | NY | 09/2018 | 02/2019 |
| Bernstein Litowitz Berger And Grossman Llp | New York | NY | 11/2019 | 09/2021 |
| Unemployed | New York | NY | 09/2021 | 01/2022 |
| Lululemon | New York | NY | 04/2019 | 08/2019 |
| Unemployed | New York | NY | 04/2018 | 07/2018 |
| Bank Of America, N.A | Florham Park | NJ | 06/2024 | Present |
I started a non-investment related company in 2019 filed under "The AG Collective LLC" with New York State which has been doing business as "The WOW Series" . The LLC has expired and I do not own or operate this LLC anymore as of March 2022. "The WOW Series" is women's networking organization that I plan to continue in an informal capacity - unpaid, and it will be a free network, no paid members. The Address is Jersey City, NJ 07302. My position currently is "host" as I transition out of ownership. I currently dedicate 1-2 hours a month to the organization outside of trading hours. My current duties involve maintaining relationships with the professionals in the network while vetting a new owner to takeover the organization. I*: 2977266 Entity Type: Charitable Name of OBA: Rising Tide Effect Address: Brooklyn, NY 11201 Investment Related: No Position, Title, Association: Board member Employee Start Date: 11/01/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Primary Role Leverage professional expertise and networks in finance, sports, and entrepreneurship to expand Rising Tide Effect's fundraising base, brand visibility, and donor pipeline. Key Responsibilities Fundraising & Development. Make an annual give/get contribution to RTE. Introduce at least 3,5 new prospective donors or partners each year. Secure sponsorships or donations from within her network and community in sports, media and business. Events & Engagement Host or co-host at least one cultivation or fundraising event annually. Actively promote and attend RTE's signature events, bringing new guests and potential donors. Help secure auction items, involvement from her talent agent community, or unique experiences to elevate fundraising impact. Ambassadorship & Advocacy Serve as a visible public advocate for Rising Tide Effect's mission. Connect RTE to athletes, media, sports organizations, and corporate CSR initiatives aligned with water safety.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
Reach out to this advisor