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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-05-13
TX RA APPROVED 2022-07-11
NY RA APPROVED 2022-07-06
  • NJ RA
    APPROVED
    Since 2024-05-13
  • TX RA
    APPROVED
    Since 2022-07-11
  • NY RA
    APPROVED
    Since 2022-07-06

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

100 Campus Dr, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 01/2022 Present
Worth Magazine New York NY 06/2016 02/2018
Allison+Partners New York NY 09/2018 02/2019
Bernstein Litowitz Berger And Grossman Llp New York NY 11/2019 09/2021
Unemployed New York NY 09/2021 01/2022
Lululemon New York NY 04/2019 08/2019
Unemployed New York NY 04/2018 07/2018
Bank Of America, N.A Florham Park NJ 06/2024 Present
  • 01/2022 → Present
    Florham Park, NJ
  • 06/2016 → 02/2018
    Worth Magazine
    New York, NY
  • 09/2018 → 02/2019
    Allison+Partners
    New York, NY
  • 11/2019 → 09/2021
    Bernstein Litowitz Berger And Grossman Llp
    New York, NY
  • 09/2021 → 01/2022
    Unemployed
    New York, NY
  • 04/2019 → 08/2019
    Lululemon
    New York, NY
  • 04/2018 → 07/2018
    Unemployed
    New York, NY
  • 06/2024 → Present
    Bank Of America, N.A
    Florham Park, NJ
Other Businesses

I started a non-investment related company in 2019 filed under "The AG Collective LLC" with New York State which has been doing business as "The WOW Series" . The LLC has expired and I do not own or operate this LLC anymore as of March 2022. "The WOW Series" is women's networking organization that I plan to continue in an informal capacity - unpaid, and it will be a free network, no paid members. The Address is Jersey City, NJ 07302. My position currently is "host" as I transition out of ownership. I currently dedicate 1-2 hours a month to the organization outside of trading hours. My current duties involve maintaining relationships with the professionals in the network while vetting a new owner to takeover the organization. I*: 2977266 Entity Type: Charitable Name of OBA: Rising Tide Effect Address: Brooklyn, NY 11201 Investment Related: No Position, Title, Association: Board member Employee Start Date: 11/01/2025 Number of Hours: 1 hr wkly Number of Hours during trading: 0 Duties: Primary Role Leverage professional expertise and networks in finance, sports, and entrepreneurship to expand Rising Tide Effect's fundraising base, brand visibility, and donor pipeline. Key Responsibilities Fundraising & Development. Make an annual give/get contribution to RTE. Introduce at least 3,5 new prospective donors or partners each year. Secure sponsorships or donations from within her network and community in sports, media and business. Events & Engagement Host or co-host at least one cultivation or fundraising event annually. Actively promote and attend RTE's signature events, bringing new guests and potential donors. Help secure auction items, involvement from her talent agent community, or unique experiences to elevate fundraising impact. Ambassadorship & Advocacy Serve as a visible public advocate for Rising Tide Effect's mission. Connect RTE to athletes, media, sports organizations, and corporate CSR initiatives aligned with water safety.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-07
  • S66 Uniform Combined State Law Examination
    2022-01-07
Other Names
  • Abigail Louise Gibbons
  • Abigail Gibbons Saini

View on SEC IAPD

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