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Caroline Adorni Willems

Morgan Stanley

Easton, MD

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-26
TX RA APPROVED 2024-11-26
  • MD RA
    APPROVED
    Since 2024-11-26
  • TX RA
    APPROVED
    Since 2024-11-26

Branch Locations

28601 Marlboro Avenue Suite 201, Easton, MD 21601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 01/2022 11/2024
Unemployed Columbia MD 09/2020 01/2022
Aupair In America Arlington, Crownsville And Falls Church MD 03/2019 09/2020
Unemployed Ribeirao Preto 03/2018 03/2019
Hospital Das Clinicas De Sao Paulo Sao Paulo 03/2016 03/2018
Morgan Stanley Easton MD 11/2024 Present
  • 01/2022 → 11/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbia, MD
  • 09/2020 → 01/2022
    Unemployed
    Columbia, MD
  • 03/2019 → 09/2020
    Aupair In America
    Arlington, Crownsville And Falls Church, MD
  • 03/2018 → 03/2019
    Unemployed
    Ribeirao Preto
  • 03/2016 → 03/2018
    Hospital Das Clinicas De Sao Paulo
    Sao Paulo
  • 11/2024 → Present
    Morgan Stanley
    Easton, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-16
  • S66 Uniform Combined State Law Examination
    2024-05-16
Other Names
  • Caroline Soares Adorni
  • Caroline S Adorni
  • Caroline Adorniwillems

View on SEC IAPD

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CHARLES SCHWAB & CO., INC.
FBB CAPITAL PARTNERS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

BRETT MITCHELL SAUSE
SCOTT WHEATLEY EGLSEDER
FRANCES ELIZABETH SPURRY
Gretchen P Straczewski
SEMENE ANNE GILDEN
WILLIAM B QUICK
DEBORAH JORDAN ELMES
STEPHANIE LYNN SAUNDERS

Other Offices

EAGLE STRATEGIES LLC · EASTON, MD
COMMONWEALTH FINANCIAL NETWORK · EASTON, MD
TRED AVON FAMILY WEALTH, LLC · EASTON, MD
PNC WEALTH MANAGEMENT LLC · EASTON, MD
ROBERT W. BAIRD & CO. INCORPORATED · EASTON, MD
CHARLES SCHWAB & CO., INC. · Easton, MD
FBB CAPITAL PARTNERS · EASTON, MD
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EASTON, MD

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