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Russell F Miller

Cetera Investment Advisers LLC

Uniondale, NY

CRD 5145209

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-06
NY RA APPROVED 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2024-08-06
  • NY RA
    APPROVED
    Since 2023-08-10

Branch Locations

50 Charles Lindbergh Blvd Ste 420, Uniondale, NY 11553 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 01/2014 08/2023
Allied Wealth Partners Uniondale NY 01/2014 Present
Securian Financial Services, Inc St Paul MN 01/2014 08/2023
Cetera Wealth Services, Llc Uniondale NY 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 01/2014 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 01/2014 → Present
    Allied Wealth Partners
    Uniondale, NY
  • 01/2014 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Uniondale, NY
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-12-17 → 2023-08-10
    Securian Financial Services, Inc.
    Uniondale, NY
    St. Paul, MN
Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: , Uniondale NY , United States DESCRIPTION: Agent/Broker

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-17
S63 Uniform Securities Agent State Law Examination 2007-06-11
  • S65 Uniform Investment Adviser Law Examination
    2021-12-17
  • S63 Uniform Securities Agent State Law Examination
    2007-06-11
Other Names
  • Russell Miller

View on SEC IAPD

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