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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-02 |
| ND | RA | APPROVED | 2022-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corewealth Financial Advisors | Bottineau | ND | 03/2022 | 07/2022 |
| Mckenzie County School District | Watford City | ND | 01/2022 | 03/2022 |
| Silver Fox Pipeline & Facility Services, Inc. | Watford City | ND | 06/2021 | 12/2021 |
| First International Bank & Trust | Watford City | ND | 05/2018 | 06/2021 |
| Mckenzie County School District | Watford City | ND | 08/2017 | 05/2018 |
| Valley City State University | Valley City | ND | 01/2015 | 08/2017 |
| Lpl Financial Llc | Bottineau | ND | 05/2022 | Present |
| Newedge Advisors, Llc. | New Orleans | LA | 07/2022 | Present |
1) 07/16/2022 - NewEdge Advisors, LLC - DBA: (Hybrid) Corewealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 03/01/2018 - 100 Hours Per Month/90 Hours During Securities Trading. 2) 07/27/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - 160 Hours Per Month/110 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 3) 09/01/2022 - NewEdge Advisors, LLC - DBA: CoreWealth Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR -Start Date - 07/18/2022 - 40 Hours Per Month/40 Hours During Securities Trading 4) 09/22/2022 - CoreWealth Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/15/2022 - 40 Hours Per Month/40 Hours During Securities Trading 5) 10/13/2022 - SBG Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Non-Variable Insurance - Insurance Agent - Start Date - 09/15/2022 - 25 Hours Per Month/40 Hours During Securities Trading 6) 08/30/2023 - Celly Time LLC - For-Profit Board Member - Not Investment Related - 510 Main St Bottineau, ND 58318 - Start Date 07/01/2023 - 1 Hour Per Month/ 0 Hours During Trading. 7) 10/01/2024 - Dakota College at Bottineau - Foundation Member - 105 Simrall Blvd. Bottineau, ND 58318 - Non-Profit foundations for a college - Zero hours during trading hours are devoted to this activity during trading hours -Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-14 |
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