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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2018-02-26
  • ND RA
    APPROVED
    Since 2018-02-26

Branch Locations

101 11Th Street E. Suite 1, Bottineau, ND 58318 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Bottineau ND 07/2008 11/2017
Lpl Financial, Llc Bottineau ND 11/2017 Present
Gwm Advisors, Llc (Dba: Goss Advisors) Bottineau ND 01/2018 Present
  • 07/2008 → 11/2017
    Investment Centers Of America, Inc.
    Bottineau, ND
  • 11/2017 → Present
    Lpl Financial, Llc
    Bottineau, ND
  • 01/2018 → Present
    Gwm Advisors, Llc (Dba: Goss Advisors)
    Bottineau, ND
Previous Registrations
  • 2008-09-29 → 2017-12-05
    Investment Centers Of America, Inc.
    Bismarck, ND
    Bottineau, ND
    Westhope, ND
    Rolette, ND
    Appleton, WI
Other Businesses

1.10/25/2017; Bohl Investments, Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; 10hrs during trading 2.10/25/2017; Bohl Investments, Inc; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.02/12/2018; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/22/2018; 4hrs/mth; 4hrs during trading 4.08/26/2019; Take 5 Water Store; Business Owner; Not Investment Related; Bottineau,ND; Start Date 07/03/2019; 10hrs/mth; 0hrs during trading 5.11/03/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name CoreWealth Financial Advisors; Investment Related; at Reported Business Location(s); Start Date 11/16/2020; 0hrs/mth; 0hrs during trading 6.09/08/2022; (Hybrid) Corewealth Financial Advisors; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/01/2018; 100hrs/mth; 90hrs during trading; 7.09/08/2022; (hybrid) Goss Advisors / NewEdge Advisors; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 03/01/2018; 100hrs/mth; 90hrs during trading; I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8.10/14/2022; Peoples State Holding Company; For-Profit Board Member; Not Investment Related; Westhope,ND; Start Date 08/01/2022; 2hrs/mth; 2hrs during trading 9.10/11/2023; Peoples State Bank; For-Profit Board Member; Not Investment Related; Westhope,ND; Start Date 01/01/2024; 2hrs/mth; 2hrs during trading 10.03/31/2025; Bottineau Public School District #1; Outside/W-2 Employment; Not Investment Related; #8213 Bottineau,ND; Start Date 04/07/2025; 30hrs/mth; 15hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-08
  • S66 Uniform Combined State Law Examination
    2008-09-08
Designations

View on SEC IAPD

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