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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2018-02-26 |
Branch Locations
101 11Th Street E. Suite 1, Bottineau, ND 58318 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Bottineau | ND | 07/2008 | 11/2017 |
| Lpl Financial, Llc | Bottineau | ND | 11/2017 | Present |
| Gwm Advisors, Llc (Dba: Goss Advisors) | Bottineau | ND | 01/2018 | Present |
1.10/25/2017; Bohl Investments, Inc.; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; 10hrs during trading 2.10/25/2017; Bohl Investments, Inc; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.02/12/2018; ; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 01/22/2018; 4hrs/mth; 4hrs during trading 4.08/26/2019; Take 5 Water Store; Business Owner; Not Investment Related; Bottineau,ND; Start Date 07/03/2019; 10hrs/mth; 0hrs during trading 5.11/03/2020; Investment products and services are offered through LPL Financial LLC using the DBA/trade name CoreWealth Financial Advisors; Investment Related; at Reported Business Location(s); Start Date 11/16/2020; 0hrs/mth; 0hrs during trading 6.09/08/2022; (Hybrid) Corewealth Financial Advisors; Registered Investment Advisor DBA; Investment Related; at Reported Business Location(s); Start Date 03/01/2018; 100hrs/mth; 90hrs during trading; 7.09/08/2022; (hybrid) Goss Advisors / NewEdge Advisors; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 03/01/2018; 100hrs/mth; 90hrs during trading; I provide investment advisory services through NewEdge Advisors, an independent investment advisor firm. I started this business activity in 3/2018. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8.10/14/2022; Peoples State Holding Company; For-Profit Board Member; Not Investment Related; Westhope,ND; Start Date 08/01/2022; 2hrs/mth; 2hrs during trading 9.10/11/2023; Peoples State Bank; For-Profit Board Member; Not Investment Related; Westhope,ND; Start Date 01/01/2024; 2hrs/mth; 2hrs during trading 10.03/31/2025; Bottineau Public School District #1; Outside/W-2 Employment; Not Investment Related; #8213 Bottineau,ND; Start Date 04/07/2025; 30hrs/mth; 15hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-08 |
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