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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-15 |
| TX | RA | APPROVED | 2024-10-15 |
Branch Locations
2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Tempe | AZ | 01/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 01/2022 | Present |
| Jp Morgan Chase | Tempe | AZ | 02/2020 | 12/2021 |
| Tcf National Bank | Downers Grove | IL | 07/2017 | 07/2019 |
| Jp Morgan Chase | Phoenix | AZ | 12/2015 | 01/2017 |
| Arizona State University | Tempe | AZ | 01/2020 | 12/2021 |
| Joliet Junior College | Joliet | IL | 01/2017 | 12/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-20 |
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