Johnathon Soria

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2017 → 05/2018
  Small Business Growth Alliance
  Irvine, CA
• 07/2018 → 07/2022
  Wells Fargo
  Norwalk, CA
• 09/2014 → 08/2019
  California State University - Los Angeles
  Los Angeles, CA
• 05/2018 → 06/2018
  La Fitness
  Cerritos, CA
• 07/2022 → 06/2023
  Northwestern Mutual Investment Services Llc
  Los Angeles, CA
• 07/2022 → 08/2023
  Northwestern Mutual
  Milwaukee, WI
• 12/2023 → Present
  J.P. Morgan Securities Llc
  Newport Beach, CA
• 12/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Newport Beach, CA
• 09/2023 → 11/2023
  Unemployed
  Norwalk, CA
• 05/2017 → 08/2017
  Uci Inc.
  Irvine, CA
• 04/2024 → 01/2026
  N/A
  Huntington Beach, CA

Previous Registrations

• 2023-01-03 → 2023-06-21
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA
• 2022-05-12 → 2022-07-27
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  Long Beach, CA

Other Businesses

Effective 12/4/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2022-05-12

Other Names

• Johnathon Jesus Soria
• Johnny Jesus Soria
• Johnathon Soria
• Johnathon Soria