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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-08
CA RA APPROVED 2022-05-11
  • TX RA
    APPROVED
    Since 2023-05-08
  • CA RA
    APPROVED
    Since 2022-05-11

Branch Locations

1075 E Betteravia Road, Santa Maria, CA 93454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Jose State University San Jose CA 07/2014 06/2019
Target Corp. San Jose CA 03/2015 08/2018
Aladdin Bail Bonds San Luis Obispo CA 07/2019 12/2021
Coasthills Santa Maria CA 12/2021 Present
Lpl Financial Llc Santa Maria CA 01/2022 Present
  • 07/2014 → 06/2019
    San Jose State University
    San Jose, CA
  • 03/2015 → 08/2018
    Target Corp.
    San Jose, CA
  • 07/2019 → 12/2021
    Aladdin Bail Bonds
    San Luis Obispo, CA
  • 12/2021 → Present
    Coasthills
    Santa Maria, CA
  • 01/2022 → Present
    Santa Maria, CA
Other Businesses

1- 1/2022 / DBA for LPL Business (entity for LPL business) / Coast Hills Wealth Management / Investment Related / Santa Maria, CA 2- 04/2024 / No Business Name / Inv Related / At Reported Business Location(s) / Notary Public / Started: 12/18/2023 / 2 Hrs/Mo; 0 Hr During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-09
  • S66 Uniform Combined State Law Examination
    2022-05-09

View on SEC IAPD

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