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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-10-28 |
| MN | RA | APPROVED | 2025-10-17 |
| NC | RA | APPROVED | 2025-10-17 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Minneapolis | MN | 09/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 11/2016 | 10/2018 |
| Merrill Lynch | Minneapolis | MN | 10/2018 | 07/2024 |
| Bank Of America Na | Minneapolis | MN | 11/2018 | 07/2024 |
| Edward Jones | St Louis | MO | 08/2024 | 10/2025 |
| Lpl Enterprise | Charlotte | NC | 10/2025 | Present |
1. 10/10/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Huntersville, NC - Start Date 09/22/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 10/10/2025 - RANDY JOHNSON N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Huntersville, NC - Start Date 09/22/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-29 |
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