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Salvador Constantino-Arizaga

Wells Fargo Clearing Services, LLC

Radnor, PA

Radnor, PA

CRD 7495325

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-27
PA RA APPROVED 2022-11-09
  • TX RA
    APPROVED
    Since 2023-04-27
  • PA RA
    APPROVED
    Since 2022-11-09

Branch Locations

150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Wayne PA 04/2022 Present
Herr's Food Inc. Nottingham PA 10/2018 11/2019
Wells Fargo Kennett Sq PA 11/2019 04/2022
Walmart Kennett Sq PA 05/2016 10/2018
Kennett High School Kennett Sq PA 08/2013 06/2017
  • 04/2022 → Present
    Wayne, PA
  • 10/2018 → 11/2019
    Herr's Food Inc.
    Nottingham, PA
  • 11/2019 → 04/2022
    Wells Fargo
    Kennett Sq, PA
  • 05/2016 → 10/2018
    Walmart
    Kennett Sq, PA
  • 08/2013 → 06/2017
    Kennett High School
    Kennett Sq, PA
Other Businesses

Sal and Sons Painting LLC, I am the registered owner of LLC. This is a residential/ commercial painting business. 310 Cedar Spring Road Apt 102, Kennett Sq PA 19348. This started in Jan of 2021 I work about 4 hours on Saturday's, 20 hours a month I just handle the book keeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-09
  • S66 Uniform Combined State Law Examination
    2022-11-09

View on SEC IAPD

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