Grace Klopstad

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-06-15
NC	RA	APPROVED	2023-11-14

IA RA
APPROVED

Since 2026-06-15
NC RA
APPROVED

Since 2023-11-14

Branch Locations

711 High Street, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Global Investors	Des Moines	IA	05/2019	12/2020
Workiva	Ames	IA	05/2021	12/2021
Principal Funds Distributor	Charlotte	NC	01/2022	Present
University Of Iowa	Iowa City	IA	08/2017	12/2021
Furman Aquatic Center	Ames	IA	05/2016	08/2017
University New South Wales	Sydney		12/2019	04/2020
Gilbert Middle School And Gilbert High School	Gilbert	IA	01/2012	05/2017
Principal Asset Management	Charlotte	NC	04/2022	Present
Principal Securities, Inc.	Charlotte	NC	03/2025	Present

05/2019 → 12/2020

Principal Global Investors

Des Moines, IA
05/2021 → 12/2021

Workiva

Ames, IA
01/2022 → Present

Principal Funds Distributor

Charlotte, NC
08/2017 → 12/2021

University Of Iowa

Iowa City, IA
05/2016 → 08/2017

Furman Aquatic Center

Ames, IA
12/2019 → 04/2020

University New South Wales

Sydney
01/2012 → 05/2017

Gilbert Middle School And Gilbert High School

Gilbert, IA
04/2022 → Present

Principal Asset Management

Charlotte, NC
03/2025 → Present

Principal Securities, Inc.

Charlotte, NC

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-18

S66 Uniform Combined State Law Examination

2022-04-18

Other Names

Grace Dawn Klopstad

View on SEC IAPD