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801 Grand Ave, Des Moines, IA 50392-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-04-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor, Inc | Des Moines | IA | 01/2022 | Present |
| Kingland Systems Corporation | Ames | IA | 04/2021 | 12/2021 |
| Hy-Vee Grocery | Pleasant Hill | IA | 04/2020 | 03/2021 |
| Iowa State University | Ames | IA | 08/2019 | 03/2020 |
| Jimmy Johns | Ankeny | IA | 09/2018 | 07/2019 |
| Prairie Meadows Casino | Altoona | IA | 04/2019 | 07/2019 |
| Prairie Meadows Casino | Altoona | IA | 04/2018 | 09/2018 |
| Ankeny High School | Ankeny | IA | 01/2018 | 03/2018 |
| Bark Avenue | West Des Moines | IA | 09/2017 | 12/2017 |
| Brandmeyer Popcorn | Ankeny | IA | 08/2015 | 08/2017 |
| Principal Securities | Des Moines | IA | 05/2023 | Present |
| Principal Life Insurance | Des Moines | IA | 05/2023 | 06/2024 |
| Principal Asset Management | Des Moines | IA | 04/2022 | Present |
Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-18 |
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