Roman Lee Hamilton

CRD 7495222

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-02-05
NY	RA	APPROVED	2026-02-05
TX	RA	APPROVED	2024-11-15
AL	RA	APPROVED	2024-10-18

CT RA
APPROVED

Since 2026-02-05
NY RA
APPROVED

Since 2026-02-05
TX RA
APPROVED

Since 2024-11-15
AL RA
APPROVED

Since 2024-10-18

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Purchase	NY	04/2022	Present
North River Yacht Club - Troon	Tuscaloosa	AL	04/2021	12/2021
Unemployed	Denver	CO	01/2011	03/2021
Unemployed	Tuscaloosa	AL	01/2022	02/2022
Morgan Stanley	Tuscaloosa	AL	02/2022	04/2022

04/2022 → Present

Morgan Stanley

Purchase, NY
04/2021 → 12/2021

North River Yacht Club - Troon

Tuscaloosa, AL
01/2011 → 03/2021

Unemployed

Denver, CO
01/2022 → 02/2022

Unemployed

Tuscaloosa, AL
02/2022 → 04/2022

Morgan Stanley

Tuscaloosa, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-18

S66 Uniform Combined State Law Examination

2024-10-18

Other Names

Roman L Hamilton

View on SEC IAPD

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