Best Investors Account Sign in

Bianca Ana-Maria Nica

Charles Schwab & Co., Inc.

Austin, TX

CRD 7495166

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-01
  • TX RA
    APPROVED
    Since 2024-11-01

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 03/2022 Present
The Cap Cod Five Cents Savings Bank Brewster MA 02/2020 02/2022
Macy's Inc. Direct Hyannis MA 10/2019 06/2020
Cape Cod Hotel Llc (Best Western) Hyannis MA 02/2019 10/2019
West Main Gas/ Cape Cod Farms Hyannis MA 08/2016 02/2019
Charles Schwab Bank, Ssb Austin TX 12/2024 Present
  • 03/2022 → Present
    Austin, TX
  • 02/2020 → 02/2022
    The Cap Cod Five Cents Savings Bank
    Brewster, MA
  • 10/2019 → 06/2020
    Macy's Inc. Direct
    Hyannis, MA
  • 02/2019 → 10/2019
    Cape Cod Hotel Llc (Best Western)
    Hyannis, MA
  • 08/2016 → 02/2019
    West Main Gas/ Cape Cod Farms
    Hyannis, MA
  • 12/2024 → Present
    Charles Schwab Bank, Ssb
    Austin, TX
Other Businesses

(1) Uber Eats | not investment related | Pflugerville, Texas | start date 06/02/2022 | food delivery driver | less than 20 hours per month | none during securities trading hours; (2) Amazon Flex | not investment related | Pflugerville, Texas | start date 05/26/2022 | driver, package deliveries | less than 20 hours per month | none during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-01
S63 Uniform Securities Agent State Law Examination 2022-09-27
  • S66 Uniform Combined State Law Examination
    2024-11-01
  • S63 Uniform Securities Agent State Law Examination
    2022-09-27
Other Names
  • Bianca Nica
  • Bianca A. Nica
  • Bianca Campos

View on SEC IAPD

More in Austin, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor