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353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-27 |
| PA | RA | APPROVED | 2022-03-04 |
| VA | RA | APPROVED | 2022-03-04 |
| NH | RA | APPROVED | 2021-02-02 |
| NJ | RA | APPROVED | 2019-01-18 |
Branch Locations
353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Melville | NY | 03/2016 | 07/2018 |
| Tiaa-Cref Individual & Institutional Services, Llc | Melville | NY | 03/2016 | 07/2018 |
| The Mather Group, Llc | New York | NY | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-07 |
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