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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Advisors | Jericho | NY | 08/2023 | 06/2024 |
| Unemployed | New York | NY | 08/2014 | 01/2022 |
| Full Spectrum Financial Solutions | Jericho | NY | 01/2022 | 07/2024 |
| Jim Dinardo | New York | NY | 07/2024 | 09/2024 |
| Kevin Luchetta | New York | NY | 07/2024 | 09/2024 |
| Stephen Schwartz | New York | NY | 07/2024 | 09/2024 |
| Securities America Inc | Jericho | NY | 08/2022 | 06/2024 |
| Osaic Wealth Inc | Jericho | NY | 06/2024 | 07/2024 |
| Kevin Luchetta | New York | NY | 09/2024 | Present |
| James Dinardo | New York | NY | 09/2024 | Present |
| Stephen Schwartz | New York | NY | 09/2024 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-30 |
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