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Albert Calvin Shaffer

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7494618

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-17
TX RA APPROVED 2025-01-08
  • NC RA
    APPROVED
    Since 2025-06-17
  • TX RA
    APPROVED
    Since 2025-01-08

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dallas Isd Dallas TX 07/2021 12/2021
Little Beakers Oak Ridge North TX 11/2015 08/2018
College Park Hs The Woodlands TX 07/2013 06/2017
Baylor University Waco TX 08/2017 05/2021
The Vanguard Group, Inc. Charlotte NC 01/2022 Present
Vanguard Marketing Corporation Charlotte NC 01/2022 Present
Vanguard Advisers, Inc. Charlotte NC 01/2025 Present
  • 07/2021 → 12/2021
    Dallas Isd
    Dallas, TX
  • 11/2015 → 08/2018
    Little Beakers
    Oak Ridge North, TX
  • 07/2013 → 06/2017
    College Park Hs
    The Woodlands, TX
  • 08/2017 → 05/2021
    Baylor University
    Waco, TX
  • 01/2022 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 01/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 01/2025 → Present
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-05-03
  • S63 Uniform Securities Agent State Law Examination
    2022-05-03
Designations
  • Certified Financial Planner
Other Names
  • Al Calvin Shaffer
  • Albert Calvin Shaffer
  • Albert Shaffer

View on SEC IAPD

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