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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-02-16
  • MI RA
    APPROVED
    Since 2026-02-16

Branch Locations

300 W Michigan Ave. 320B, Ypsilanti, MI 48197 • United States

101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Louis James Llc Ann Arbor MI 08/2021 05/2022
Unemployed Ann Arbor MI 05/2021 07/2021
Catholic University Of America Washington D.C DC 08/2020 05/2021
Unemployed Ann Arbor MI 05/2020 08/2020
Eastern Michigan University Ypsilanti MI 09/2017 05/2020
Unemployed Ann Arbor MI 05/2017 09/2017
University Of Michigan Ann Arbor MI 09/2013 05/2017
New York Life Insurance Co Grand Rapids MI 01/2022 12/2023
Nylife Securities Llc Grand Rapids MI 04/2022 12/2023
Pruco Securities Llc Troy MI 11/2023 11/2024
The Prudential Insurance Company Of America Troy MI 01/2024 Present
Lpl Enterprise, Llc Troy MI 11/2024 Present
  • 08/2021 → 05/2022
    Louis James Llc
    Ann Arbor, MI
  • 05/2021 → 07/2021
    Unemployed
    Ann Arbor, MI
  • 08/2020 → 05/2021
    Catholic University Of America
    Washington D.C, DC
  • 05/2020 → 08/2020
    Unemployed
    Ann Arbor, MI
  • 09/2017 → 05/2020
    Eastern Michigan University
    Ypsilanti, MI
  • 05/2017 → 09/2017
    Unemployed
    Ann Arbor, MI
  • 09/2013 → 05/2017
    University Of Michigan
    Ann Arbor, MI
  • 01/2022 → 12/2023
    New York Life Insurance Co
    Grand Rapids, MI
  • 04/2022 → 12/2023
    Nylife Securities Llc
    Grand Rapids, MI
  • 11/2023 → 11/2024
    Troy, MI
  • 01/2024 → Present
    The Prudential Insurance Company Of America
    Troy, MI
  • 11/2024 → Present
    Troy, MI
Previous Registrations
Other Businesses

1) 10/28/2025-Centaur Consulting LLC-Member-Business Entity For Tax/Investment Purposes Only-Not inv related-At Ypsilanti, MI-Start date 11/10/2025-0hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-13
S63 Uniform Securities Agent State Law Examination 2022-06-24
  • S66 Uniform Combined State Law Examination
    2024-01-13
  • S63 Uniform Securities Agent State Law Examination
    2022-06-24

View on SEC IAPD

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