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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-02 |
| TX | RA | APPROVED | 2024-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Chicago | IL | 02/2022 | Present |
| Fifth Third Bank | Chicago | IL | 08/2018 | 02/2022 |
| Bmo Harris Bank | Chicago | IL | 11/2017 | 08/2018 |
| Fifth Third Bank | Toledo | OH | 12/2016 | 10/2017 |
| Fifth Third Bank | Lambertville | MI | 03/2016 | 12/2016 |
| Kroger | Lambertville | MI | 10/2013 | 09/2016 |
| Morgan Stanley | Chicago | IL | 01/2023 | Present |
| Morgan Stanley | Chicago | IL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-15 |
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