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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-02 |
| NJ | RA | APPROVED | 2026-01-02 |
| VA | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED_RES | 2024-05-23 |
| NY | RA | APPROVED | 2024-05-15 |
| PA | RA | APPROVED | 2024-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prosperity Capital Advisors | Westlake | OH | 01/2022 | 09/2023 |
| Heritage Group Of Companies | Beachwood | NJ | 01/2022 | 09/2023 |
| Mars Properties Llc | Bayville | NJ | 06/2016 | 01/2022 |
| Guardian Life Insurance Company | Wall | NJ | 09/2023 | Present |
| Park Avenue Securities Llc | Wall | NJ | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-01-02 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-19 |
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