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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-07-25
KY RA APPROVED 2025-07-25
OH RA APPROVED 2025-07-25
  • IN RA
    APPROVED
    Since 2025-07-25
  • KY RA
    APPROVED
    Since 2025-07-25
  • OH RA
    APPROVED
    Since 2025-07-25

Branch Locations

308 N Harrison St, Shelbyville, IN 46176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Larosa's Pizza Edgewood KY 01/2016 03/2019
Northern Kentucky University Cold Springs KY 08/2016 12/2018
Karen Shields Insurance Agency Lawrenceburg IN 05/2018 Present
State Farm Vp Management Corp Lawrenceburg IN 02/2022 08/2025
State Farm Investment Management Corp Shelbyville IN 07/2025 Present
Beth Prince Insurance Agency Shelbyville IN 07/2025 Present
State Farm Vp Management Corp Shelbyville IN 07/2025 Present
  • 01/2016 → 03/2019
    Larosa's Pizza
    Edgewood, KY
  • 08/2016 → 12/2018
    Northern Kentucky University
    Cold Springs, KY
  • 05/2018 → Present
    Karen Shields Insurance Agency
    Lawrenceburg, IN
  • 02/2022 → 08/2025
    State Farm Vp Management Corp
    Lawrenceburg, IN
  • 07/2025 → Present
    Shelbyville, IN
  • 07/2025 → Present
    Beth Prince Insurance Agency
    Shelbyville, IN
  • 07/2025 → Present
    State Farm Vp Management Corp
    Shelbyville, IN
Other Businesses

1) Karen Shields' Insurance Agency; NON-Investment-related; 549 Walnut St Lawrenceburg, IN 47025-1882; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 07/31/2017; 80; 80; Service customers 2) Beth Prince's Insurance Agency; Investment-related; 308 N Harrison St Shelbyville, IN 46176; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 07/31/2017; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-01
S63 Uniform Securities Agent State Law Examination 2022-05-02
  • S65 Uniform Investment Adviser Law Examination
    2024-07-01
  • S63 Uniform Securities Agent State Law Examination
    2022-05-02

View on SEC IAPD

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