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Nicholas Pasquale Sica

Charles Schwab & Co., Inc.

New York City, NY

CRD 7493785

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-24
  • NY RA
    APPROVED
    Since 2023-08-24

Branch Locations

60 E 42Nd St Ground Floor, New York City, NY 10165-0007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 02/2022 Present
Charles Schwab Bank, Ssb New York NY 02/2022 Present
John Meyer Consulting Armonk NY 06/2014 08/2019
Suny College At Oneonta Oneonta NY 08/2016 05/2020
Amalgamated Life White Plains NY 03/2021 12/2021
Great American Gas & Electric Harrison NY 10/2021 02/2022
Nardone Construction Bronx NY 05/2020 03/2021
  • 02/2022 → Present
    Charles Schwab & Co., Inc.
    New York, NY
  • 02/2022 → Present
    Charles Schwab Bank, Ssb
    New York, NY
  • 06/2014 → 08/2019
    John Meyer Consulting
    Armonk, NY
  • 08/2016 → 05/2020
    Suny College At Oneonta
    Oneonta, NY
  • 03/2021 → 12/2021
    Amalgamated Life
    White Plains, NY
  • 10/2021 → 02/2022
    Great American Gas & Electric
    Harrison, NY
  • 05/2020 → 03/2021
    Nardone Construction
    Bronx, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-24
  • S66 Uniform Combined State Law Examination
    2023-08-24
Other Names
  • Nick Sica
  • Nicholas Sica

View on SEC IAPD

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Nearby Investors

JOSEPH MICHAEL CANTORE
PATRICK FRUZZETTI
Benjamin James Johnston

Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

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