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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-04-16 |
Branch Locations
327 2Nd St, Coralville, IA 52241 • United States
303 3Rd Ave Se [Oj-Rbo], Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Hiawatha | IA | 01/2022 | 12/2024 |
| Principal Life Insurance Company | Des Moines | IA | 05/2021 | 04/2023 |
| Dave Wright Nissan Subaru | Hiawatha | IA | 11/2020 | 03/2021 |
| City Of Belle Plaine | Belle Plaine | IA | 04/2021 | 09/2021 |
| Dave Wright Nissan Subaru | Hiawatha | IA | 05/2019 | 01/2020 |
| Old Navy | Williamsburg | IA | 11/2016 | 05/2017 |
| Unemployed | Belle Plaine | IA | 07/2016 | 11/2016 |
| Unemployed | Belle Plaine | IA | 05/2017 | 05/2019 |
| Unemployed | Belle Plaine | IA | 01/2020 | 11/2020 |
| Principal Life Insurance Company | Hiawatha | IA | 04/2023 | 12/2024 |
| Transamerica Investors Securities Corporation | Marion | IA | 12/2024 | 04/2026 |
| Transamerica Life Insurance Company | Marion | IA | 12/2024 | 04/2026 |
| Wells Fargo Clearing Services, Llc | Coralville | IA | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-04 |
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