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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-16
TX RA APPROVED 2024-12-09
  • FL RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED
    Since 2024-12-09

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

120 Front St, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2022 12/2024
Eli Lilly & Company Jacksonville Beach FL 08/2020 12/2021
One-Six Enterprises, Inc. Jacksonville FL 07/2018 12/2020
Axogen, Inc. Jacksonville FL 12/2017 09/2018
Zimmer Biomet Jacksonville FL 03/2016 12/2017
Wells Fargo Clearing Services, Llc. Jacksonsville FL 12/2024 Present
  • 01/2022 → 12/2024
    St Louis, MO
  • 08/2020 → 12/2021
    Eli Lilly & Company
    Jacksonville Beach, FL
  • 07/2018 → 12/2020
    One-Six Enterprises, Inc.
    Jacksonville, FL
  • 12/2017 → 09/2018
    Axogen, Inc.
    Jacksonville, FL
  • 03/2016 → 12/2017
    Zimmer Biomet
    Jacksonville, FL
  • 12/2024 → Present
    Jacksonsville, FL
Previous Registrations
  • 2022-04-05 → 2024-12-10
    St Louis, MO
    Jacksonville Beach, FL
    Ponte Vedra Beach, FL
    Jacksonville Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-02
  • S66 Uniform Combined State Law Examination
    2022-04-02
Other Names
  • Mike Wynn
  • Michael Wynn
  • Thomas Michael Wynn
  • Thomas M Wynn

View on SEC IAPD

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