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800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-22 |
Branch Locations
800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States
800 Westchester Avenue Suite N607, Rye Brook, NY 10573 • UNITED STATES
800 Westchester Ave Suite N607, Rye Brook,, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Belle Haven Investments, Lp | Rye Brook | NY | 07/2017 | Present |
| National Public Finance Guarantee | Purchase | NY | 02/2016 | 07/2017 |
OBA: Invested in rental property with mother and brother. Name: Dora Lee Investment Address: 243 25th Avenue, San Francisco, CA 94121 Ownership%: 25% Hours: Less than 5 hours a month/not during work hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-24 |
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