Robert Rosenberg

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-13

CA RA
APPROVED

Since 2024-06-13

Branch Locations

Canoga Park, CA • United States

24025 Park Sorrento Ste 320, Calabasas, CA 91302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Calabasas	CA	01/2022	Present
Live Nation- House Of Blues, Dls Events Llc,	Los Angeles	CA	02/1994	Present

01/2022 → Present

Ameriprise Financial Services, Llc

Calabasas, CA
02/1994 → Present

Live Nation- House Of Blues, Dls Events Llc,

Los Angeles, CA

Other Businesses

Outside Employment; TRLT Ventures LLC; am a registered staff member in Jeff Chaddock's Ameriprise practice.; Manage advisory business; : 8008 N. High Street, , Columbus, OH, 43235; Investment-Related; 01/08/2025; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-12

S66 Uniform Combined State Law Examination

2024-06-12

Other Names

Robert Della Cerra

View on SEC IAPD