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Eric Michael Simning

LPl Enterprise, LLC

Cockeysville, MD

North Bethesda, MD

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-11-14
MD RA APPROVED 2024-11-14
OR RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
  • KS RA
    APPROVED
    Since 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • OR RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

909 Rose Ave Ste 650 Suite 400, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Bethesda MD 01/2022 09/2022
Chef Mikko Llc Washington DC 05/2017 01/2022
University Of Connecticut Storrs CT 08/2014 05/2017
Nylife Securities Llc Bethesda MD 04/2022 09/2022
Pruco Securities Llc North Bethesda MD 09/2022 11/2024
The Prudential Insurance Company Of America North Bethesda MD 10/2022 Present
Lpl Enterprise, Llc North Bethesda MD 11/2024 Present
  • 01/2022 → 09/2022
    New York Life Insurance Company
    Bethesda, MD
  • 05/2017 → 01/2022
    Chef Mikko Llc
    Washington, DC
  • 08/2014 → 05/2017
    University Of Connecticut
    Storrs, CT
  • 04/2022 → 09/2022
    Nylife Securities Llc
    Bethesda, MD
  • 09/2022 → 11/2024
    Pruco Securities Llc
    North Bethesda, MD
  • 10/2022 → Present
    The Prudential Insurance Company Of America
    North Bethesda, MD
  • 11/2024 → Present
    Lpl Enterprise, Llc
    North Bethesda, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-13
S63 Uniform Securities Agent State Law Examination 2022-06-09
  • S65 Uniform Investment Adviser Law Examination
    2022-10-13
  • S63 Uniform Securities Agent State Law Examination
    2022-06-09
Other Names
  • Eric Michael Simning
  • Eric Simning

View on SEC IAPD

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Other Offices

TERRAIN CAPITAL MANAGEMENT, LLC · HUNT VALLEY, MD
TUFTON CAPITAL MANAGEMENT, LLC · HUNT VALLEY, MD
GSI FUNDS LLC · HUNT VALLEY, MD
MORGAN STANLEY · Hunt Valley, MD
LPL ENTERPRISE, LLC · HUNT VALLEY, MD
LPL ENTERPRISE, LLC · HUNT VALLEY, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Hunt Valley, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunt Valley, MD

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