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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-01 |
| TX | RA | APPROVED | 2024-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 01/2022 | 01/2023 |
| Griffiss Local Development Corporation | Rome | NY | 06/2014 | 12/2021 |
| Deployed Resources | Rome | NY | 10/2018 | 03/2020 |
| Blake Miller Lawn And Landscape | Penfield | NY | 04/2017 | 11/2020 |
| Eddies Paramount Diner | Rome | NY | 09/2013 | 08/2017 |
| Venia Consulting | Penfield | NY | 10/2019 | 03/2020 |
| Suny Brockport | Brockport | NY | 08/2016 | 05/2021 |
| Robert W. Baird & Co. Incorporated | New Hartford | NY | 01/2023 | 11/2024 |
| Morgan Stanley Smith Barney Llc | Utica | NY | 11/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-09 |
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