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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-15 |
Branch Locations
7420 West College Drive Suite 200, Palos Heights, IL 60463 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Palos Heights | IL | 07/2024 | Present |
| Ubs Financial Services | Chicago | IL | 06/2023 | 08/2023 |
| Ubs Financial Services | Chicago | IL | 01/2022 | 11/2022 |
| Marist High School | Chicago | IL | 06/2021 | 08/2021 |
| Marist High School | Chicago | IL | 06/2020 | 08/2020 |
| The University Of Chicago | Chicago | IL | 09/2020 | 06/2024 |
| Marist High School | Chicago | IL | 08/2016 | 05/2020 |
NAME OF ENTITY: Spine Science ADDRESS: 18090 Wolf Rd, Orland Park, IL 60467 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 01.16.25 CAPACITY: Employee DUTIES: Personal training - working with clients to help reach their athletic and fitness goals HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-14 |
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