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Catherine Schultz

Strategic Advisers LLC

Southlake, TX

The Colony, TX

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CO RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

1540 East Southlake Blvd, Southlake, TX 76092-6421 • United States

The Colony, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Denver CO 04/2015 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Fidelity Investments Boston MA 03/2025 Present
  • 04/2015 → Present
    Fidelity Brokerage Services Llc
    Denver, CO
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Southlake, TX
    The Colony, TX
  • 2015-05-27 → 2018-07-13
    Strategic Advisers Llc
    Denver, CO
  • 2010-12-09 → 2011-02-09
    Empower Advisory Group, Llc
    Greenwood Village, CO
  • 2008-05-07 → 2010-07-01
    Edward Jones
    Littleton, CO
    Littleton, CO
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-04-28
S66 Uniform Combined State Law Examination 2008-04-23
  • S63 Uniform Securities Agent State Law Examination
    2015-04-28
  • S66 Uniform Combined State Law Examination
    2008-04-23
Designations
Other Names
  • Catherine Jane Mcmillen
  • Catherine Jane Schultz

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Southlake, TX
DOUBLE EAGLE CAPITAL MANAGEMENT LP · SOUTHLAKE, TX
PLANGUIDE FINANCIAL · SOUTHLAKE, TX
RIDGEWOOD WEALTH MANAGEMENT LLC · SOUTHLAKE, TX
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT LLC · SOUTHLAKE, TX
PROPHET EQUITY MANAGEMENT II LLC · SOUTHLAKE, TX
TABERNACLE EQUITY MANAGEMENT LLC · SOUTHLAKE, TX

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