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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-09-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Securities, Llc | Chicago | IL | 01/2022 | Present |
| University Of Illinois At Chicago | Chicago | IL | 06/2018 | 01/2022 |
| College Advising Corps | Chicago | IL | 07/2016 | 06/2018 |
| United States Census Bureau | Chicago | IL | 07/2020 | 10/2020 |
| Niles Family Services | Niles | IL | 06/2015 | 01/2017 |
| London House | Chicago | IL | 05/2016 | 12/2016 |
| Imperial Lamian | Chicago | IL | 12/2015 | 05/2016 |
| Whispers Group | Chicago | IL | 05/2021 | 10/2021 |
| Self-Employment | Chicago | IL | 12/2011 | 10/2016 |
| Nuveen Asset Management Llc | Chicago | IL | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-16 |
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