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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-04
CA RA APPROVED 2025-09-04
  • TX RA
    APPROVED_RES
    Since 2025-12-04
  • CA RA
    APPROVED
    Since 2025-09-04

Branch Locations

1255 Sartori Ave, Torrance, CA 90501 • United States

2240 N Bellflower Blvd, Long Beach, CA 90815 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Torrance CA 11/2023 05/2025
Jpmorgan Chase Bank, N.A. Torrance CA 11/2023 05/2025
Northwestern Mutual Investment Services Llc Los Angeles CA 01/2022 11/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2022 10/2023
Us Coast Guard San Pedro CA 06/2015 05/2022
24 Hour Fitness Usa, Llc Carlsbad CA 06/2021 10/2021
Moana Restaurant Group San Rafael CA 04/2018 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Torrance CA 05/2025 Present
Bank Of America, N.A. Torrance CA 07/2025 Present
  • 11/2023 → 05/2025
    J.P. Morgan Securities Llc
    Torrance, CA
  • 11/2023 → 05/2025
    Jpmorgan Chase Bank, N.A.
    Torrance, CA
  • 01/2022 → 11/2023
    Northwestern Mutual Investment Services Llc
    Los Angeles, CA
  • 05/2022 → 10/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2015 → 05/2022
    Us Coast Guard
    San Pedro, CA
  • 06/2021 → 10/2021
    24 Hour Fitness Usa, Llc
    Carlsbad, CA
  • 04/2018 → 02/2019
    Moana Restaurant Group
    San Rafael, CA
  • 05/2025 → Present
    Torrance, CA
  • 07/2025 → Present
    Bank Of America, N.A.
    Torrance, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-03
S63 Uniform Securities Agent State Law Examination 2023-01-20
  • S66 Uniform Combined State Law Examination
    2025-09-03
  • S63 Uniform Securities Agent State Law Examination
    2023-01-20
Other Names
  • Patrick Ryan Dicorato
  • Pat Dicorato
  • Patrick Dicorato

View on SEC IAPD

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