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4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-08 |
Branch Locations
Winchester, MA • United States
4275 Executive Square, 5Th Floor, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aberdeen Fund Distributors, Llc | Boston | MA | 01/2022 | 11/2023 |
| Abrdn, Inc. | Boston | MA | 07/2015 | 11/2023 |
| Johcm (Usa) Inc. | Boston | MA | 12/2023 | 03/2026 |
| Perpetual Americas Funds Distributors, Llc | Boston | MA | 04/2024 | 03/2026 |
| Foreside Fund Services, Llc | Portland | ME | 03/2026 | 03/2026 |
| Brandes Investment Partners, Lp | Winchester | MA | 03/2026 | Present |
| Foreside Fund Services, Llc | Winchester | MA | 07/2026 | Present |
1). Brandes Investment Partners, LP; Investment Related; Winchester, MA; Investment Manager; Director - Institutional; Business development for investment allocators in the North-East Region; Start: 4/1/2026; 160 Hours Per Month and 0 During trading Hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-23 |
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