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Michael Smith Aloian

Harmony Asset Management LLC

Scottsdale, AZ

Tampa, FL

CRD 7492609

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Employer firm

Harmony Asset Management LLC CRD 116069

$463M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Harmony Asset Management Llc

16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-21
  • FL RA
    APPROVED
    Since 2022-01-21

Branch Locations

16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254 • United States

4600 West Cypress Suite 110, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harmony Tampa FL 01/2022 Present
Charlotte State Bank & Trust Port Charlotte FL 03/2006 01/2022
  • 01/2022 → Present
    Harmony
    Tampa, FL
  • 03/2006 → 01/2022
    Charlotte State Bank & Trust
    Port Charlotte, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-31
  • S65 Uniform Investment Adviser Law Examination
    2020-01-31

View on SEC IAPD

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