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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-22 |
| NY | RA | APPROVED | 2025-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | New York | NY | 11/2021 | 01/2024 |
| Topshop/Topman | New York | NY | 06/2017 | 08/2019 |
| St John'S University | Queens | NY | 08/2017 | 05/2021 |
| Edward R Murrow High School | Brooklyn | NY | 09/2013 | 07/2017 |
| The Prudential Insurance Company Of America | New York | NY | 12/2022 | 02/2024 |
| Blink Canarsie | Brooklyn | NY | 10/2020 | 06/2023 |
| National Life Group | Brooklyn | NY | 08/2019 | 05/2025 |
| Avantax Investment Services Inc. | Brooklyn | NY | 02/2024 | 08/2025 |
| Avantax Advisory Services | Brooklyn | NY | 02/2024 | 08/2025 |
| Avantax Insurance Agency, Llc | Brooklyn | NY | 02/2024 | 08/2025 |
| Hcs Tax Services | Bronx | NY | 10/2024 | 04/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2025 | Present |
| Hebrew Educational Society | New York | NY | 06/2015 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-03 |
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